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I strive to reduce the noise and take the mystery out of financial issues

You'll feel confident in every decision we make together

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Whenever possible, we take the burden off your plate entirely

That way, you can focus on you: your family, your career, your life.  

WEALTH MANAGEMENT EXPERTISE

BroadWealth provides both financial planning and investment management as an integrated service. That’s why we want to know everything about your financial household to develop insight and advice best for you. From there, we can either help you implement or, with your approval, oversee and execute the key components of your plan.

We use the latest technology for financial planning and explore scenarios together to help you frame and quantify decisions.   Close collaboration with your other trusted advisors ensures your decisions are implemented quickly and helps us maximize your investment returns.

Our advice can address:

Retirement Planning

Tax Planning

Estate Planning & Wealth Transfer

Employer Benefits Planning

Insurance & Risk Management

Education Funding

Philanthropic Planning

Cash Flow & Debt Management

Equity Ownership & Stock Option Advice

BroadWealth LLC does not serve as an attorney, accountant, or insurance agent and does not prepare legal documents or tax returns.

To learn more about each topic, check out our FAQ page.

View FAQs

HOW WE WORK TOGETHER

• Initial onboarding/discovery meeting: Typically lasting 2-3 hours

• Nuanced understanding: Of your values, potential goals, career, family relationships, concerns and aspirations

• Trusted custodians: Client assets are held at prominent custodians (typically Fidelity)

• Investment management & advice: Aligned to support your plans and goals

• Follow up action: Coordinated via email, phone, conference calls, or online transactions

• Progress meetings: Set at a pace that works for you

• Ongoing, in-depth review meetings: At least once and usually twice a year

• Written action items & responsibilities: Distributed after each review meeting

• Ad-hoc meetings or other work: Scheduled any time as life changes and issues arise

• Close collaboration: With your trusted advisors, often providing information directly – assuming you’ve granted permission – to save you time and effort and to make sure things get done

• Other advisors or experts: Brought in for focused work, as needed, with your approval

• A financial plan: Enabled by software we explore together real-time

• Anytime access: Via email, phone, Zoom, or in-person meetings

• Reminders: To keep us all on track

• Client portal: Secure, simple, online access to all your information

• Consolidated reporting: For all of your accounts and documented action items for all parts of your financial planning

• Transparent fees: All fees are broken out individually by account and are fully disclosed. All returns are reported net of fees

• Collaboration: Either by getting it done yourself or providing us with the authority and access to get it done for you

• Working Digitally: Most forms, transactions, reports, etc. are generated and shared electronically

• Communication for a great partnership: As life evolves, let us know!
Our meetings are nearly always virtual or via phone but we’d like to meet in person in your location (or ours) at least once.

•  No fees of any type from anyone other than you as a client

•  No ties or obligations to any money managers or firms
— BroadWealth is Independently operated & not beholden to a parent company or affiliates
— Flexible approach to meet your needs

•  Flexiable approach is flexible to meet your needs 

•  No products, no insurance, no proprietary funds – no sales of any type 

•  No proprietary research in-house
— We rely on companies with the resources & focus necessary to specialize in this type of work

• No selection of or advise upon individual securities in-house
— We don’t try to pick stock winners nor time the market

Bottom line:  You get independent, unbiased, customized advice.

BroadWealth’s services are supported by the same industry-leading technology and market research used by the largest institutional investment firms.  View the tools and systems that support support the robust services and sophisticated analyses that create value for our clients.

our Investment Philosophy

Your financial plans and goals are unique to you; your investment portfolio should be, too.  

At BroadWealth, we get to know you — your needs, goals, concerns, preferences, and risk tolerance.  We then construct a custom investment portfolio to implement across all of your accounts.  You benefit from a sensible, steady approach designed to maximize returns by diversifying investments, minimizing trading costs, rebalancing consistently, and reducing taxes.  

You’re always in the know as your holdings and investment performance are available to you real-time, any-time through our client portal.  You also receive quarterly reports both from BroadWealth and from your custodian.

Still have questions?   Check out our FAQs or drop us a note. 

 

FEES THAT MAKE SENSE

All fees are entirely transparent and invoiced to you in writing. We do not sell any investments, insurance, or other products. We never accept any form of compensation from anyone other than you as the client, so you can be sure we are providing unbiased advice.
We serve you as a qualified fiduciary obligated to act only in your best interest. All investment performance is reported net of fees so clients understand the real return they are receiving.

Fee schedule

Your portfolio
Annual fee
Up to $2 million
1.20%
Next $3 million
0.90%
Next $5 million
0.70%
Next $10 million
0.50%
Next $20 million
0.30%

BroadWealth has a minimum fee of $30,000 annually, billed quarterly, which covers all the wealth management services for our work together.

Regardless of the size of your portfolio, you may be seeking expert planning advice even if your portfolio is not huge yet or perhaps is mostly illiquid.  We still want to be able to help you manage complicated circumstances and build your wealth wisely.  As long as your income can support the fee, you’re all set.

Our goal always:   Bring enough benefit to your life so that you don’t think twice about continuing our work together.  That’s all there is to it.

 

FINANCIAL CONSULTING

Occasionally, BroadWealth may provide financial consulting services on a stand-alone basis in a variety of different situations or circumstances. Examples could include consulting on a potential financial transaction or event, a sales analysis, financial due diligence, or a comprehensive review of financial records, accounts, and issues. The scope and cost of our consulting services are defined in writing prior to the engagement and will depend on the complexity of the situation.

BroadWealth does not provide legal, accounting or insurance services.  Clients should consult with a licensed, qualified professional before initiating any tax planning, estate planning, or insurance/risk management strategies.

My mission

align all parts of your financial life towards your goals

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